My Client is dynamic and progressive and is one of the world’s leading asset servicing providers to institutional and corporate clients.
To co-ordinate and supervise day-to-day activities for AML and to ensure all deadlines are delivered upon and to assist and support AML team members.
- Review and approval of global AML/KYC requirements for varying investor types
- Follow up and oversee the remediation of accounts that are non-compliant in adherence with current local regulations
- Review and discuss with the AML/KYC Manager, Compliance, Senior Management any issues including AML/KYC requiring escalation
- Ensure that policies and procedures are adhered to daily and have this evidenced
- Follow up on AML/KYC due diligence requirements on a range of institutional client types with different legal structures, in all jurisdictions, to support
- Assist in drafting and documenting procedures, policies and processes as necessary
- Responsible for instituting and reporting on measures to determine the team’s performance in meeting these standards
- Establish solid contacts with all areas and all levels at clients’ organizations as well as inter departmental teams
- Responsible for the cross-training of staff on all aspects of Transfer Agency functions to develop depth and breadth of knowledge
- Minimum of 4 years Transfer Agency experience, 2 years of which must be in a similar function, i.e. TA AML,
- Minimum of 1-2 years supervisory experience
- Good knowledge of AML/KYC legal requirements aligned to current
If you are interested in making this position yours, please contact Louise Delaney, click apply below
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