My Client is one of the world’s leading asset servicing providers to institutional and corporate clients. My client provides fund administration and related services to Irish and non-Irish domiciled funds and companies.
The primary focus of the Compliance Officer will be the maintenance of Ireland’s business compliance obligations to ensure completion and delivery of internal compliance control reports to the local teams.
Support the compliance department in implementation of the internal control framework and relevant reporting
Assist the compliance department in the annual compliance monitoring programme
Execute the business compliance control plan (MIFID, Portfolio Management, conflict of interests, non-compliance risks, complaint handling, NAP) and submit to Group within the specified deadlines
Conduct monitoring of transactions for CBIB to establish
Participate, contribute and coordinate ad hoc and project driven research, investigation and compliance monitoring reports in conjunction with the HoU and ATM
Be a key part of the compliance department in planning, design and development of the internal control framework and the ongoing management process
Preparation of Compliance reports that is provided to Group and to the local Management
Assist in preparation and timely delivery all compliance reports and deliverables and any other ad hoc, internal, external reports (i.e. audit recommendation or inspection from the regulator) as required from time to time
In charge of the regulatory watch: analyse the new regulation and perform the gap analysis
Provide assistance and advice on FATCA and CRS queries
Assist with the development of an internal risk assessment
Draft and revise Business Compliance policies and procedures ensuring effectiveness, consistency and adherence to established firm standards and regulatory requirements
The candidate should have a minimum of 3 years’ experience within a Compliance or Risk office environment preferably within a Funds environment
Good knowledge of the Compliance area
A third level business qualification with experience in Financial Services, Project Management, Internal Audit and/or Risk Management would also be an advantage
Ability to understand the compliance risk and regulatory expectations in areas such as outsourcing, FATCA, CRS, and other Central Bank requirements
Intermediate to Advanced Word, Excel, Access & PowerPoint is mandatory
If you are interested in making this position yours, please contact Louise Delaney, click apply below
Voted Best in Practice Accounting & Finance 2017, 2015 as well as 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery.
Tagged as: ACOI, AIFM, Compliance, LCOI
About My Client My client is a globally leading provider of Investment Services, with an excellent reputation in the market....Apply For This Job