My Client is dynamic and progressive and is one of the world’s leading asset servicing providers to institutional and corporate clients.
To co-ordinate and supervise day-to-day activities for AML and to ensure all deadlines are delivered upon and to assist and support AML team members.
To be a primary point of contact for clients and Money Laundering Reporting Officer (MLRO) and to facilitate client and MLRO meetings.
Train and supervise the day-to-day activities of the appointed AML team member(s) and maintain oversight of all the administrative work of the AML Team where applicable.
Review and sign off AML checklists and Account Opening Checklists.
Proactively identify and drive improvements in the AML processes and controls.
Manage the incoming fund transitions through the four-stage process as appropriate: File Review, Document Chasing and Record Management.
Prepare periodic activity and/or process specific activity reports as requested.
Constantly monitor the post and the AML inbox/personal inbox to ensure that any urgent new accounts and queries are dealt with in a timely manner.
Liaise with internal and external auditors in relation to AML audit.
Contribute to the Annual AML training provided to all employees and on-going targeted training for the AML team.
Maintain high standards and consistently demonstrate precision by ensuring that all tasks are performed carefully, accurately and in accordance with the procedures and controls in place.
Ensure accuracy in detail for input to documentation and data.
Carefully organise and maintain all records.
Apply and expand knowledge to work on complex queries and to identify issues, gathering all relevant information before making decisions.
Work with the AML team members to achieve the key performance indicators and objectives for the team.
Participate in projects within the AML Team.
Participate in board meetings/MLRO and client meetings.
To support the on-boarding of new team members as required.
To be involved in implementation of new business systems for the AML Team.
To review and sign off on FATCA (Foreign Account Tax Compliance Act) / CRS (Common Reporting Standard) Billing.
To review and sign off all Administrators/Board Reports for the AML Team.
Professional Qualification in Compliance (Professional Diploma in Compliance )
Third level / business school qualification.
A minimum of five years experience in an AML related function and professional experience in Investment Services.
Detailed understanding of the Know Your Customer and Customer Due Diligence requirements, FATCA and CRS.
Intermediate to Advanced Word and Excel
Ability to coordinate with various internal/external players
Ability to evaluate risks and model and implement a control procedure
Continually monitor developments in AML
Systematically organise, conduct, and/or oversee the investigation and analysis of processes
Ability to take lead on projects
If you are interested in making this position yours, please contact Louise Delaney, click apply below
Voted Best in Practice Accounting & Finance 2017, 2015 as well as 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery.
Tagged as: AML, Anti Money Laundering, On Boarding
About My Client My client is a globally leading provider of Investment Services, with an excellent reputation in the market....Apply For This Job